Federal Securities
Explore public-records and open-source research resources, organized by category. Each source lists its jurisdiction, coverage, and access requirements. Some resources require registration or payment. Use each resource according to its terms and applicable access rules.
Federal Securities
| Source | Jurisdiction | Coverage | Access |
|---|---|---|---|
| FINRA BrokerCheck ↗ | US | Broker/adviser registrations, disciplinary history | Free |
| SEC EDGAR Company Search ↗ | US | Public company filings | Free |
| SEC EDGAR Full-Text Search ↗ | US | 10-K, 8-K, S-1, proxy, insider Forms 3/4/5 | Free |
| SEC Investment Adviser Public Disclosure ↗ | US | Form ADV adviser filings | Free |